Numis at a glance

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28
Mar 2024
Tom Bowskill
31
Jan 2024
Amplify | Colette Ord
16
Nov 2023
A view from the London Stock Exchange's IPO Forum
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London Stock Exchange Group PLC
£1.4bn
Co-global coordinator
Co-global coordinator on the £1.4 billion sell-down of the London Stock Exchange Group PLC
March 2024
Custodian Property Income REIT
£237m
Sole financial adviser
Sole financial adviser, sponsor and corporate broker
January 2024

Legal & Regulatory

Numis Securities Limited is authorised and regulated by the Financial Conduct Authority (the "FCA") and is entered on the FCA's Register, www.fca.org.uk/register, under number 144822. Numis Securities Limited is incorporated in England & Wales, Company Registration No: 2285918 and has its registered office at 45 Gresham Street London, EC2V 7BF. Numis Securities Limited is a member of the London Stock Exchange.
Tel: +442072601000
E-mail: mail@numis.com
URL: www.numis.com 
VAT No: 243623281
Numis Europe Limited trading as Numis is regulated by the Central Bank of Ireland.

Member Firm Statement
Anti-Money Laundering Policy Statement
Anti Bribery and Corruption Policy Statement
Consent Statement (pdf)
Modern Slavery Act Statement
Order Execution Policy (pdf)
Conflicts Policy (pdf)
Website Cookie Policy
GDPR Statement
Numis Mobile App Privacy Notice (pdf)
Tax Strategy
Conflicts of Interest Policy (db.com)
Allocations Policy

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Conditions and disclaimers that govern Research contained in the Research pages of this website
Investment recommendations used in Research
Regulatory Notice & Disclaimer relevant to 'investment recommendations' as defined by the Market Abuse Regulation EU No 596/201

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Country by Country Reporting 2022 (pdf)
Gender Pay Gap 2023/24  (full report)
IFPR Disclosures
MiFID II

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General Disclosures
Business Continuity Plan Summary

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Order Execution Policy
EU Sustainable Finance Disclosure Regulation
Conflicts of Interest Policy (db.com)
Numis Mobile App Privacy Notice (pdf)
Complaints
Pillar 3 Disclosures
NEL IFD/IFR Pillar 3 Disclosure 2023

RTS Reports for 2023

RTS 28 Article 3.3
Regulatory Report Professional Clients Equities T1,2
Regulatory Report Professional Clients Equities T3,4
Regulatory Report Professional Clients Equities T5,6

 

 

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Information on complaints and the Financial Ombudsman Service for retail customers of Numis Securities Limited

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List of group subsidiaries of Numis Corporation Plc

Numis Securities Limited
Numis Nominees (NSI) Limited
Numis Nominees (Client) Limited
Numis Nominees Limited
Numis Securities Inc
Numis Europe Limited

Legal and regulatory contacts

Ian Wright

Director, Head of Compliance

Email Ian

Our services

Numis is an ambitious, dynamic and innovative investment bank, driven to excel across all aspects of its delivery.
Corporate broking

The largest corporate broker in the UK by number of listed clients

Equity capital markets

Capital raising specialists in services including IPOs, equity issuance and block trades

M&A

Providing M&A expertise through a full suite of bespoke advice and solutions

Debt advisory

Expert debt advice focused on robust and efficient corporate solutions

IPOs

Drawing from our experience to deliver strong outcomes at IPO

Growth capital solutions

Enabling the world’s most ambitious private companies to achieve their ambitions

Sales & Research

We are the leading provider of in-depth, high quality research on UK listed companies

Trading and sales trading

The largest, most experienced Sales Trading and Trading teams covering UK equities

Investment companies

Proactive advice combining in-depth research, distribution and execution

London 45 Gresham Street, London, EC2V 7BF +44 (0) 20 7260 1000

New York 575 Fifth Avenue, 25th Floor, New York, NY 10017 +1 212 277 7300

Dublin Riverview House, 21 – 23 City Quay, Dublin 2, D02 FP21 +353 1 574 7200

© 2020 Numis Securities Ltd

Numis Securities Ltd is authorised and regulated by the Financial Conduct Authority (Firm Reference Number 144822).

Numis Securities Inc is a registered US broker-dealer and Member FINRA / SIPC.

Numis Europe Limited trading as Numis is regulated by the Central Bank of Ireland.