Numis at a glance

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Mar 2024
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31
Jan 2024
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16
Nov 2023
A view from the London Stock Exchange's IPO Forum
Latest Transactions
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London Stock Exchange Group PLC
£1.4bn
Co-global coordinator
Co-global coordinator on the £1.4 billion sell-down of the London Stock Exchange Group PLC
March 2024
Custodian Property Income REIT
£237m
Sole financial adviser
Sole financial adviser, sponsor and corporate broker
January 2024

All Transactions

Since our first transaction in 2001, we have partnered with over 350 companies, providing assistance across our broad range of services
2024
London Stock Exchange Group PLC
£1.4bn
Co-global coordinator
Co-global coordinator on the £1.4 billion sell-down of the London Stock Exchange Group PLC
March 2024
Custodian Property Income REIT
£237m
Sole financial adviser
Sole financial adviser, sponsor and corporate broker
January 2024
Wincanton
£567m
Joint financial adviser
Joint financial adviser and joint corporate broker
January 2024
2023
Molten
£41.4m
Recommended all-share offer
Lead financial adviser, joint global co-ordinator and joint broker to Molten Ventures plc on its £41.4m recommended all-share offer
December 2023
HIG
£314.8m
Sole financial adviser
Sole financial adviser to H.I.G. European Middle Market in relation to the recommended £314.8m cash acquisition of DX (Group) plc
November 2023
Zegona
€300m
Equity raise
Sole global coordinator on the equity raise
November 2023
Ascential
£1.2bn
Joint financial adviser, joint sponsor, and joint broker
Joint financial adviser, joint sponsor, and joint broker
November 2023
Ergomed
£703 m
Financial adviser
Financial adviser
September 2023
Unite Students Group
£300m
Capital raise
Joint broker and joint bookrunner to Unite on its £300m capital raise
July 2023
JTC
£62m
Joint broker and joint bookrunner
Joint broker and joint bookrunner
June 2023
accesso
$40m
Supporting the refinancing of a $40m revolving credit facility
Supported accesso in the refinancing and upsizing a new $40m revolving credit facility
May 2023
Breedon
£1.2bn
Sole sponsor
Sole sponsor to Breedon Group Plc on its move up from AIM to the premium listing segment of the Official List and to trading on the Main Market of the LSE
May 2023
Helios Underwriting
£120m
Adviser and broker
Adviser and broker to Helios Underwriting Plc
May 2023
AOP Health
£46m
Sole financial adviser
Sole financial adviser
May 2023
Hyve
£363m
Joint financial adviser and corporate broker
Joint financial adviser and corporate broker on its acquisition
May 2023
Medica
£269m
Joint financial adviser and joint broker
Joint financial adviser and joint broker to Medica Group plc (Medica).
April 2023
RTW
$212m
Joint corporate broker
Joint corporate broker
April 2023
Industrials REIT
£511m
Joint financial adviser and corporate broker
Joint financial adviser and corporate broker
April 2023
Diploma
£236m
Equity raised
Numis acts as joint global coordinator and joint bookrunner to Diploma Plc
March 2023
Creo medical
£33.7m
Joint bookrunner and joint broker
Joint bookrunner and joint broker
March 2023
Annington
£500m
Debt advisor
Debt adviser to Annington on the extension of its existing £500 million loan facilities
March 2023
Wiz
$300m
Adviser
$300m Series D fundraise at a $10bn valuation
February 2023
Bank of Cyprus
£845m
Joint corporate broker
Joint corporate broker
February 2023
Nexus
£78m
Sole financial adviser
Sole financial adviser, nomad and corporate broker to Nexus Infrastructure plc on the disposal of TriConnex and eSmart Networks
February 2023
Micro Focus
£5.1bn enterprise value
Financial adviser and corporate broker
Financial adviser and corporate broker to Micro Focus International plc on its acquisition by OpenText Corporation
February 2023
Tyman
£210m
Debt adviser
Debt adviser to Tyman plc on its refinancing of a £210m multi-currency sustainability-linked revolving credit facility
February 2023
AVEVA
£10.6bn
Joint financial adviser and broker
Appointed as joint financial adviser and broker to AVEVA Group plc
January 2023
Steinhoff
c.€315m
Joint bookrunner
Acted as joint bookrunner to IBEX, a subsidiary of Steinhoff International Holdings in relation to the partial sell-down of its stake in Pepco Group
January 2023
Buckthorn Partners
c.£48m
Joint bookrunner
Joint bookrunner to Buckthorn in relation to the partial sell-down of its stake in Ashtead Technology Holdings
January 2023
JP Morgan Asset Management
£1.6bn
Sole financial adviser to JPE
Liquidation and rollover of JPMorgan Elect into JPMorgan Global Growth & Income (JGGI).
January 2023
2022
tinybuild
£230m
Joint corporate broker
Joint corporate broker to tinyBuild, Inc
December 2022
K3 Capital Group
£272m
Sole financial adviser, NOMAD and corporate broker
Sole financial adviser, NOMAD and corporate broker to K3
December 2022
Countryside Properties
c.£1.3bn
Joint financial adviser and joint broker
Joint financial adviser and joint corporate broker in a recommended cash and share offer
November 2022
Beazley
£350m
Joint Broker & Bookrunner
£350m capital raise
November 2022
Twenty Four Asset Management
£43m
Sole Financial Adviser, Broker & Bookrunner
£43m fundraise
October 2022
Biffa
£1.3bn
Joint financial adviser & corporate broker
Recommended cash offer for Biffa for approximately £1.3bn by Bears Bidco ltd
September 2022
Oxford Instruments
c.£1.2bn
Joint Corporate Broker
Appointed as joint corporate broker
September 2022
Micro Focus
£5.1bn
Financial adviser, joint Rule 3 adviser and corporate broker
Financial adviser, joint Rule 3 adviser and corporate broker
August 2022
Frasers
c.£13.6m
Sole Financial Adviser
Acted as sole financial adviser
August 2022
Annington
£503m
Debt Adviser
Debt adviser to Annington on its £503m refinancing
August 2022
IQE
c.£330m
Corporate Broker
Appointed corporate broker
August 2022
GlobalData
£1.1bn
Joint Corporate Broker
Appointed Joint Corporate Broker
July 2022
Casavo
€400m
Adviser
Advised Casavo on its flagship €100m Series D equity fundraise
July 2022
Victory Hill
£122m
Sole Sponsor & Joint Bookrunner
£122m fundraise
June 2022
EMIS
c.£1.2bn
Sole Financial Adviser, Sole Corporate Broker & NOMAD
Recommended c.£1.2bn cash offer by UnitedHealth Group
June 2022
Caretech Holdings
£870m
Joint Financial Adviser & Joint Corporate Broker
Recommended cash offer for CareTech for approximately £870m
June 2022
Capita
Corporate Broker
Appointed Corporate Broker
June 2022
Ocado
£78m
Sole financial adviser
Sole financial adviser, nomad and corporate broker to Nexus infrastructure Plc on the disposal of TriConnex and eSmart Networks
June 2022
GB Group
£1.2bn
Nomad & Joint Corporate Broker
Appointed as Nomad and Joint Corporate Broker to GB Group plc
June 2022
Frasers
£3.2bn
Corporate Broker & Financial Adviser
Appointed as Corporate Broker and Financial Adviser to Frasers
June 2022
Asset Co
£289m
Sole Financial Adviser
Recommended £289m all-share acquisition of River and Mercantile Group
June 2022
Bluefield
£150m
Sole Sponsor, Broker, Bookrunner & Financial Advisor
£150m fundraise
June 2022
Clipper Logistics
c.£1bn
Sole Rule 3 Adviser, Sole Financial Adviser & Corporate Broker
Recommended c.£1bn cash and share offer by GXO Logistics
May 2022
Accsys Technologies
€20m
Joint Bookrunner
€20m accelerated bookbuild
May 2022
International Public Partnerships
£325m
Sole Sponsor, Broker, Bookrunner & Financial Adviser
£325m fundraise
April 2022
Clinigen
£1.3bn
Financial Adviser, Corporate Broker & NOMAD
Recommended £1.3bn cash offer for Clinigen by Triton
April 2022
UK Mortgages Limited
£710m
Sole Financial Adviser
£710m merger with TwentyFour Income Fund
April 2022
Nord Security
$100m
Adviser
Advised Nord Security on its $100m maiden capital raise at a $1.6B valuation
April 2022
VinaCapital
$40m
Debt Adviser
$40m revolving credit facility
March 2022
Clipper Logistics
c.£1bn
Sole Financial Adviser & Corporate Broker
Recommended cash and share offer by GXO Logistics for c.£1bn
March 2022
Tyman
$75m
Debt Adviser
$75m Sustainability Linked US Private Placement Notes
March 2022
Next Fifteen
£50m
Joint Bookrunner, Nomad & Joint Broker
£50m placing to part-fund the acquisition of Engine UK
March 2022
Diploma
$219m
Debt Adviser
Refinancing and upsizing of $219m TL and £255m RCF
February 2022
Hilton Food
c.£420m
Debt Adviser
c.£420m-equiv refinancing of bank facilities
January 2022
Micro Focus
€750m
Debt & Ratings Adviser
€750m and $750m 5-year TLBs alongside $250m RCF
January 2022
Chrysalis Investments
£60m
Joint Bookrunner
£60m fundraise
January 2022
TravelPerk
$115m
Financial Adviser
$115m fundraise
January 2022
Flipdish
c.$100m
Financial Adviser
Exclusive financial advisor to Flipdish on its c.$100m fundraise
January 2022
Medica
c.£204m
Joint Broker
Appointed as Joint Broker to Medica Group plc with a market cap. of c. £204m
January 2022
Georgia Capital
$180m
Sponsor & Financial Adviser
$180m disposal of its water utility business to FCC Aqualia
January 2022
2021
Hilton Food
£75m
Sole Bookrunner
£75m placing via ABB
December 2021
NU Holdings
Adviser
IPO on the New York Stock Exchange
December 2021
Ideagen
£103.5m
Joint Bookrunner
£103.5m placing
December 2021
Clinigen
£1.2bn
Financial Adviser, Corporate Broker & Nomad
Recommended cash offer for Clinigen by Triley BidCo Limited (a newly formed company owned by Triton Funds)
December 2021
Benchmark Holdings
£20.7m
Sole Bookrunner
£20.7m firm placing
December 2021
Hostmore
Joint Financial Adviser & Sole Sponsor
Demerger from Electra Private Equity plc
November 2021
JTC
£79m
Joint Bookrunner & Broker
£79m Placing
November 2021
PodPoint
£352m
Joint Bookrunner
£352 million IPO on the premium segment of the LSE
November 2021
Synthomer
£205m
Joint Bookrunner
Placing by way of ABB
November 2021
Stock Spirits
£767m
Joint Financial Adviser & Joint Broker
Joint financial adviser and joint broker to Stock Spirits Group plc on its £767m buy-out by CVC
November 2021
Ashtead Technology
£128.9m IPO
Sole Bookrunner & Nomad
£128.9m IPO on AIM
November 2021
Hyve
£29m
Sole Bookrunner & Debt Adviser
Combined £29m placing and direct subscription to fund the acquisition of 121 Group
November 2021
Truecaller
$2.2bn
Joint Bookrunner
Joint Bookrunner to Truecaller on its Nasdaq Stockholm IPO
November 2021
XPS Pensions 2
£100m
Debt Advisor
Debt Advisor to XPS Pensions Group on its £100m refinancing
November 2021
Eurowag
c.£1bn
Joint Bookrunner
c.£1bn IPO
October 2021
Ideagen
Joint Corporate Broker
Appointed as Joint Corporate Broker
October 2021
Oxford Nanopore
£602.8m
Joint Bookrunner
Joint Bookrunner to Oxford Nanopore Technologies in relation to its IPO
October 2021
Arrow Global
£563m
Joint Financial Adviser & Joint Broker
Joint Financial Adviser and Joint Broker to Arrow Global Group plc on its £563m buy-out by TDR Capital
October 2021
Synthomer
£205m
Joint Bookrunner
£205m placing via ABB
October 2021
Grainger
£209m
Joint Bookrunner
£209m Placing by way of ABB
September 2021
Aquilla Capital
€90m
Broker, Financial Adviser & Joint Bookrunner
€90m Placing
September 2021
Custodian Property Income REIT
Financial Adviser & Corporate Broker
Recommended all-share acquisition of Drum Income Plus REIT plc
September 2021
Auction Technology Group
c.£189
Joint Bookrunner
c.£189 ABB on behalf of TA Associates
September 2021
Rapyd
$300m
Financial Adviser
$300m capital raise
August 2021
Ultra Electronics
£2.57bn
Sole Rule 3 Adviser, Joint Financial Adviser & Joint Corporate Broker
Recommended £2.57bn cash offer by Cobham Group Limited
August 2021
Future
c.£300m
Sole Financial Advisor & Joint Broker
c.£300m acquisition of Dennis
August 2021
Stock Spirits
£767m
Joint Financial Adviser
Recommended £767m cash offer for Stock Spirits Group PLC
August 2021
Asset Co
c.£25m
Financial Adviser & Bookrunner
Acquisition of Rize ETF Limited and related c.£25 million Placing (by way of ABB)
August 2021
St Modwen Properties
£1.3bn
Joint Financial Advisor & Joint Broker
£1.3bn Buy-Out by Blackstone
August 2021
Terminal X
1.4bn IPO
International Placement Agent
ILS 1.4bn IPO on the Tel Aviv Stock Exchange
August 2021
Draper Esprit
c.£1.5bn
Joint Sponsor
Transfer to the Premium Segment of the Official List and to trading on the Main Market of the London Stock Exchange 
July 2021
Bluefield
£105.1m Placing
Broker, Financial Adviser & Bookrunner
£105.1m placing, open offer and offer for subscription
July 2021
LTG
$394m
Nomad, Joint Bookrunner, Corporate Broker & Debt Adviser
$394m proposed acquisition of GP Strategies and associated £85m Placing
July 2021
On The Beach
£26m Placing
Joint Bookrunner & Corporate Broker
£26m Placing
July 2021
SigmaRoc
£260m
Joint Bookrunner
£260m Placing to partially fund the € 470m Reverse Takeover of Nordkalk Oy Ab
July 2021
Serpahine
£150.2m IPO
Sponsor, Sole Bookrunner & Debt Adviser
£150m IPO of Seraphine Group, raising c.£75m
July 2021
Ascential
c.£153m
Joint Global Co-Ordinator, Joint Bookrunner & Joint Broker
c.£153m Placing by way of ABB
July 2021
About You logo
c.€4bn
Joint Bookrunner
c.€4bn IPO on the Frankfurt Stock Exchange
July 2021
International Public Partnerships
£135m
Broker, Financial Adviser & Bookrunner
£135m Placing
July 2021
Pepco
IPO on the Warsaw Stock Exchange
Independent IPO Adviser
July 2021
The Gym Group
£31.2m
Joint Bookrunner & Joint Corporate Broker
£31.2m Placing
July 2021
Helios Towers
$110m
$110m Placing by way of ABB
Joint Bookrunner
July 2021
Victorian Plumbing
£850m IPO
Joint Global Coordinator
£850m IPO of Victorian Plumbing Group, raising c. £297.5m
June 2021
Auction Technology Group
$525m
Sole Sponsor, Joint Financial Adviser, Sole Debt Adviser & Joint Broker
$525m Acquisition of Live Auctioneers
June 2021
Silverlake
€3.5b
Joint Financial Adviser
Private investment in IVC Evidensia from existing and new investors
June 2021
Draper Esprit
£111m
NOMAD, Joint Global Co-ordinator, Joint Bookrunner & Joint Broker
£111m ABB 
June 2021
IG Group
$1bn
Joint Financial Adviser & Broker
$1bn acquisition of Tastytrade, Inc.
June 2021
LYST
$85m
Financial Adviser
$85m fundraise
May 2021
C and C Group
£150m
Joint Bookrunner
£150m rights issue
May 2021
Rapyd
$300m
Financial Adviser
Numis acted as exclusive Financial Advisor to Rapyd on its $300m fundraise
May 2021
Accsys Technologies
c.€37m
Nomad, Joint Bookrunner & Joint Financial Adviser
Placing and Open Offer
May 2021
JTC
c.£66m
Joint Bookrunner & Broker
Placing by way of ABB
May 2021
Keyword Studios
£84m
Sole Bookrunner
ABB on behalf of P.E.Q. Holdings Ltd, the holding company of the founders of Keywords Studios Plc
April 2021
Fair Oaks Income
Joint Broker & Financial Adviser
Reorganisation which secured the extension of the life of Fair Oaks Income Limited
April 2021
Deliveroo
c. £1.65bn
c. £1.65bn IPO of Deliveroo Holdings
Joint Bookrunner
April 2021
Arrow Global
£563m
Financial Adviser & Corporate Broker
Recommended £563m cash offer from Sherwood Acquisitions Limited (a newly formed company owned by investment funds managed by TDR Capital LLP)
March 2021
Fuller Smith and Turner
c.£53.6m
Sole Bookrunner & Corporate Broker
ABB of new ‘A’ Ordinary Shares for Fuller, Smith & Turner Plc, to raise gross proceeds of c.£53.6m (c.20% of issued ‘A’ share capital)
March 2021
Cazoo
Financial Adviser
Business combination with AJAX I
March 2021
Chrysalis Investments
£300m
Joint Bookrunner
Upsized £300m secondary issue
March 2021
Klarna
$1bn
Placement Agent
$1bn capital raise at $31bn post money valuation
March 2021
accesso
£18m
Debt adviser
£18m CLBILS revolving credit facility
March 2021
Mortgage Advice Bureau
£40.4m
Joint Bookrunner
Secondary sell-down by directors raising £40.4m
March 2021
Getir
$128m
Financial Advisor & Placement Agent
$128m primary capital raise
March 2021
Cazoo
Sole Financial Adviser
Acquisition of Cluno
February 2021
Auction Technology Group
£600m
Sole Sponsor, Joint Global Coordinator & Joint Bookrunner
£600m IPO of Auction Technology Group
February 2021
Chrysalis Investments
Joint Corporate Broker
Appointed Joint Corporate Broker
February 2021
Hargreaves Lansdown
£300m
Joint Global Co-Ordinator & Bookrunner
ABB on behalf of Peter Hargreaves to raise gross proceeds of £300m
February 2021
Future
£594m
Sole Sponsor, Joint Financial Adviser & Joint Corporate Broker
Recommended cash and share offer to acquire GoCo Group plc
February 2021
Polypipe
£96.3m
Joint Bookrunner & Joint Corporate Broker
In relation to the £96.3m ABB to part fund the £210m acquisition of Adey Ltd.
February 2021
Auto 1
c.€ 1.8bn
Joint Bookrunner
IPO of Auto1 Group AG
February 2021
Knights Group
c.£62.4m
Sole Bookrunner
ABB on behalf of David Beech, Chief Executive Officer and Bal Johal, Chairman of Knights Group Holdings Plc to raise gross proceeds of c.£62.4m
February 2021
MaxCyte
£40m
Joint Broker
£40m Subscription led by new and existing healthcare specialist investors
February 2021
Foresight
Sole Sponsor, Joint Global Co-Ordinator & Joint Bookrunner
IPO of Foresight Group Holdings Limited
February 2021
Moonpig
Joint Bookrunner
IPO of Moonpig Group PLC
January 2021
Scapa
£402.9m
Joint Corporate Broker & Nominated Adviser
Recommended £402.9m cash offer by AMS Holdco 2 Limited, a wholly-owned subsidiary of Schweitzer-Mauduit International Inc for Scapa Group plc
January 2021
HSS Hire
£52.6m
Sponsor & Nominated Adviser
Firm Placing, Placing and Open Offer and Nominated Adviser in connection with its Transfer to AIM
January 2021
Victory Hill
£242.6m
Sponsor & Sole Bookrunner
£242.6m IPO
January 2021
Bambuser
c.£52m
Joint Global Coordinator & Joint Bookrunner
ABB for Bambuser AB, to raise gross proceeds of SEK 593m (c.£52m)
January 2021
Clipper Logistics
£62.2m
Joint Bookrunner
ABB on behalf of Steve Parkin, Executive Chairman of Clipper Logistics Plc
January 2021
Getir
$128m
Financial Advisor and Private Placement Agent
$128m primary capital raise
January 2021
2020
AJ Bell
c.£25m
Sole Broker
Placing on behalf of Directors
December 2020
Bytes Technology Group
£647m
Sole Sponsor, Financial & Debt Adviser, Sole Global Co-Ordinator & Bookrunner
IPO of Bytes Technology Group plc
December 2020
Electrocomponents
£180m
Joint Broker & Joint Bookrunner
£180m Placing to fund the $145m and £40m acquisitions of Synovos and Needlers and support further organic and inorganic growth
December 2020
Primary Health Properties
Joint Financial Adviser, Joint Sponsor & Joint Broker
Proposed acquisition of Nexus and management internalisation
December 2020
Pets at Home
£100m
Sole Financial Adviser
Disposal of its Vet Group Specialist division for up to £100m
November 2020
Mothercare
£38.5m
Debt & Financial Adviser
£19.5m debt refinancing and £19.0m loan note conversion
November 2020
Future
£594m
Sponsor, Joint Financial Adviser & Joint Corporate Broker
Recommended cash and share offer to acquire GoCo Group plc
November 2020
Hastings
£1.66bn
Joint Broker & Joint Financial Adviser
£1.66bn recommended cash offer
November 2020
Waterfall Asset Management
£639m
Financial Adviser
£639m recommended cash offer for Alternative Credit Investments plc
November 2020
Bluefield
£45m
Broker, Financial Adviser & Bookrunner
£45m Placing
November 2020
Horizon Discovery
£296m
Joint Financial Adviser, Corporate Broker & NOMAD
£296m recommended cash offer from PerkinElmer Inc
November 2020
AVEVA
£2.8bn
Joint Global Co Ordinator, Joint Bookrunner, Joint Broker & Sole Sponsor
£2.8bn rights issue to fund acquisition of OSIsoft
November 2020
Victoria
£175m
Debt Adviser
Preferred Equity investment of £175m by Koch
October 2020
Gamesys
Financial Adviser & Joint Corporate Broker
Appointed Financial Adviser and Joint Corporate Broker
October 2020
Synairgen
£87m
Joint Broker & Bookrunner
Placing and Open Offer to raise up to £87m
October 2020
Provident Financial Group
Joint Financial Adviser & Corporate Broker
Appointed as Joint Financial Adviser and Corporate Broker
October 2020
Merian Chrysalis Investment Company
£95m
Joint Bookrunner
£95m Fundraise
October 2020
Aquilla Capital
€127.5m
Broker, Financial Adviser & Joint Bookrunner
€127.5m Placing
October 2020
Synairgen
Joint Broker
Appointed as Joint Broker
October 2020
Keystone Investment Trust
£32m
Debt Adviser
£32m debenture refinancing
October 2020
Draper Esprit
£110m
NOMAD, Joint Global Co-ordinator, Joint Bookrunner & Joint Broker
£110m ABB
October 2020
Cazoo
£240m
Joint Placement Agent
£240m Primary Capital Raise
October 2020
Saga
£150m
Joint Global Coordinator & Joint Bookrunner
Firm Placing, Placing an Open Offer of £150m
October 2020
Diploma
£194m
Joint Global Coordinator & Joint Bookrunner
c. £194m Placing to part-fund the c. £357m acquisition of Windy City Wire Cable and Technology Products
September 2020
TT Electronics
£20m
Sole Broker & Bookrunner
Placing of £20m
September 2020
RPS
£20m
Joint Bookrunner & Broker
Placing and Subscription of £20m
September 2020
Moneybox NEW
£30m
Placement Agent
£30m Series C Capital Raise
September 2020
Novacyt
Joint Broker
Appointed as Joint Broker
September 2020
C and C Group
Joint Broker
Appointed as Joint Broker
September 2020
Klarna Black
$650m
Exclusive Financial Adviser & Placement Agent
$650m Primary Capital Raise and >$100m Secondary Sale, at $10.65bn post-money valuation
September 2020
The Hut Group
c.£950m
IPO Joint Bookrunner
IPO with Primary Proceeds of c.£920m and Secondary Proceeds of c.£950m
September 2020
Klarna
c.$750m
Financial Adviser & Placement Agent
c.$750m capital raise at $10.65bn post money valuation
September 2020
RWS Group
Nomad & Joint Broker
Recommended all-share combination with SDL Plc
September 2020
DeLaRue
Joint Broker
Appointed as Joint Broker
August 2020
Superdry
£70m
Debt Adviser
Restructuring and refinancing existing £70m debt
August 2020
UK Mortgages Limited
Sole Financial Adviser, and Broker
Successful defence of hostile possible offer by M&G
August 2020
AVEVA
$5.0bn
Sole Sponsor & Joint Broker
Proposed acquisition of OSIsoft, LLC for $5.0bn
August 2020
Primary Health Properties
£140m
Joint Broker & Joint Bookrunner
£140m Placing
July 2020
Countryside Properties
£250m
Joint Bookrunner
Placing via ABB of £250m
July 2020
Forterra
£55m
Joint Global Coordinator, Bookrunner & Broker & Debt Adviser
£55m Placing
July 2020
etherapeutics
Sole Broker, NOMAD & Broker
Appointed as Sole Broker, NOMAD & Broker
July 2020
Georgia Capital
Sole Broker & Financial Adviser
Recommended final share exchange offer
July 2020
Hostelworld
£14m
Joint Global Coordinator, Bookrunner & Broker
£14m Placing
June 2020
Ergomed
£12.4m
Sole Bookrunner, Nomad & Broker
£12.4m fundraise (Firm Placing, Subscription, Retail offer via primary bid and Broker Option)
June 2020
Velocys
£20m
Nomad & Joint Broker
£20m Placing
June 2020
Ocado
c.£1.0bn
Joint Global Coordinator, Bookrunner and Broker
c.£1.0bn Capital Raise
June 2020
DeLaRue
£100m
Joint Global Coordinator & Joint Bookrunner
£100m Placing
June 2020
Biffa
£100m
Joint Broker & Bookrunner
£100m Placing
June 2020
Unite Students Group
£300m
Joint Bookrunner
£300m Placing
June 2020
Nexus
£10m
Nomad, Sole Bookrunner & Broker
£10m Placing
June 2020
Telecom Plus
£43m
Joint Bookrunner & Broker
£43m Placing on behalf of directors
June 2020
Forterra
£170m
Debt Adviser
Refinancing £170m RCF and covenant amendments
June 2020
Nexus
Debt Adviser
Restructuring and refinancing existing debt
June 2020
On The Beach
£67.3m
Joint Bookrunner & Joint Corporate Broker
£67.3m Placing
May 2020
Beazley
£247m
Joint Bookrunner
£247m Placing
May 2020
Keyword Studios
£100m
Financial Adviser, Nomad, Broker & Joint Bookrunner
£100m Placing
May 2020
Caretech Holdings
Joint Corporate Broker
Appointed as Joint Corporate Broker
May 2020
LTG
£81.8m
Financial Adviser, Nomad, Joint Bookrunner & Broker
£81.8m Placing
May 2020
Polypipe
£120m
Joint Bookrunner & Corporate Broker
£120m Placing
May 2020
AJ Bell
£123.9m
Sole Broker & Sole Bookrunner
£123.9m placing on behalf of Invesco
May 2020
accesso
£32.9m
Nomad, Sole Broker & Bookrunner
£32.9m Placing and up to c.£6.2m open offer
May 2020
Georgia Capital
Sole Financial Adviser & Corporate Broker
Recommended share exchange offer for Georgia Healthcare Group
May 2020
Hyve
£126.6m
Sponsor, Financial Adviser, Broker, Joint GloCo, Joint Bookrunner & Underwriter
Rights Issue and Share Consolidation
May 2020
XPS Pensions
£10m
Debt Adviser
Convenant amendments and £10m additional facilities
May 2020
Scapa
c.£32.6m
Joint Bookrunner, Joint Broker & Nomad
Placing and Subscription of c.£32.6m
May 2020
Qinetiq
Joint Broker
Appointed as Joint Broker
April 2020
MaxCyte
£25m
Joint Bookrunner & Joint Broker
Placing & Subscription of £25m
April 2020
Telecom Plus
Joint Broker
Appointed as Joint Broker
April 2020
Foxtons
£22m
Sole Bookrunner
£22m Placing
April 2020
Twenty Four Asset Management
£26m
Sole Bookrunner & Financial Adviser
Tap Issue
April 2020
ASOS
£247m
Joint Global Coordinator
£247m Placing
April 2020
Horizon Discovery
£6.9m
Sole Bookrunner and Nomad
£6.9m Placing
April 2020
The Gym Group
£41m
Joint Broker & Bookrunner
£41m Placing
April 2020
Ferrexpo
Sole Corporate Broker & Financial Adviser
Appointed as Sole Corporate Broker and Financial Adviser
March 2020
Aquilla Capital
€40m
Sole Broker & Financial Adviser
€40m Placing
March 2020
Knights Group
£20m
Sole Broker, Bookrunner and NOMAD
Acquisition of Shulmans & ASB with associated £20m placing
March 2020
The Restaurant Group
£15m
Debt Adviser
Covenant amendments & £15m additional facilities
March 2020
Klarna Black
Exclusive Strategic Adviser
Formation of partnership with Ant Financial and minority equity investment
March 2020
Annington
£500m
Debt Adviser
£500m Loan Refinancing
March 2020
Hargreaves Lansdown
£550m
Joint Bookrunner
£550m placing on behalf of co-founder
February 2020
Keystone Investment Trust
£32m
Debt adviser
£32m debenture refinancing
February 2020
Grainger
£187.7m
Joint Bookrunner
Placing via ABB to raise £187.7m
February 2020
Scottish Mortgage Investment Trust
Joint Broker
Appointed as Joint Corporate Broker
January 2020
Renew
£15m
Sole Broker & Sole Bookrunner
£15m equity fundraise in relation to £38m acquisition of Carnell Support Services Limited
January 2020
Kin and Carta
$14.8m
Financial Adviser, Sole Bookrunner & Sole Broker
$14.8m acquisition of Spire Digital
January 2020
TransferWise
$130m
Placement Agent
Sale of $130m secondary shares in Transferwise to a consortium of investors
January 2020
Benchmark Holdings
£43m
Financial Adviser, Sole Broker & Nomad
Placing and Open Offer
January 2020
Kin and Carta
£13.6m
Financial Adviser, Sole Bookrunner & Sole Broker
£13.6m equity fundraise
January 2020
2019
AJ Bell
£25.7m
Sole Broker & Sole Bookrunner
£25.7m ABB on behalf of Directors, Senior Managers and Employees
December 2019
AJ Bell
£23.1m
Sole Broker & Sole Bookrunner
£23.1m placing on behalf of CEO to provide additional liquidity
December 2019
International Public Partnerships
£75.6m
Sole Broker, Sole Bookrunner & Financial Adviser
£75.6m placing
December 2019
Hyve
£63.9m
Sole Broker & Sole Bookrunner
£63.9m placing and direct subscription for $145m acquisition
December 2019
Klarna Black
c.$30m
Facilitator & Placement Agent
Sale of c.$30m shares in Klarna on behalf of Klarna employees
November 2019
Allied Minds
$65.6m
Sponsor
$65.6 million proposed disposal of Allied Minds' interest in HawkEye 360
November 2019
Mothercare
Financial Adviser, Underwriter & Bookrunner
Refinancing and restructuring of Mothercare plc
November 2019
TransferWise
$130m
Placement Agent
Sale of $130m secondary shares
November 2019
Bovis Homes
£152.2m
Joint Financial Adviser, Sole Broker & Sole Bookrunner
£152.2m placing for proposed acquisition of Galliford Try
November 2019
Accsys Technologies
€46.3m
Nomad, Joint Financial Adviser & Joint Bookrunner
€46.3m Firm Placing and Open Offer
November 2019
Kin and Carta
$14.8m / £13.6m
Financial Adviser, Sole Bookrunner & Sole Broker
$14.8m acquisition of Spire Digital and £13.6m equity fundraise
November 2019
Mothercare
Restructuring and refinancing existing debt
Debt adviser
November 2019
Allied Gold Corp
$34m
Introducer Agent
$34m acquisition of Afrique Gold and Orion Mine Finance's $75m investment in the enlarged group
October 2019
Future
£104m
Sole Sponsor, Financial Adviser & Joint Bookrunner
£104m placing to fund proposed acquisition of TI Media for £140m
October 2019
IP Group
£76m
Co-Lead Manager
£76m ABB on behalf of Invesco
September 2019
International Public Partnerships
£116.5m
Sole Bookrunner & Financial Adviser
£116.5m placing
September 2019
Premier Asset Management
Joint Financial Adviser, Nomad & Broker
Recommended All-Share Merger of Premier Asset Management and Miton Group
September 2019
Motorpoint
£22m
Sole Bookrunner
£22m ABB on behalf of the founder, David Shelton
September 2019
Camelot-Synnovia
£48.8m
Sole Financial Adviser & Sole Broker
£48.8m recommended cash offer for Synnovia plc by Camelot Capital Partners
September 2019
Primary Health Properties
£100m
Joint Bookrunner & Joint Broker
£100m placing via ABB
September 2019
Klarna Black
$460m
Exclusive Adviser
Private growth round
August 2019
Unite Students Group
£1.4bn / £260m
Sole Sponsor, Joint Financial Adviser & Bookrunner
£1.4bn acquisition of Liberty Living and £260m equity fundraise
July 2019
Trainline
c.£951m
Joint Bookrunner
c.£951m placing and £1.7bn Admission to the Official list of the LSE
June 2019
PTSG
Joint Financial Adviser, Nomad & Broker
Recommended cash acquisition by Bernard Bibco
June 2019
Argentex
£120m
Nomad & Sole Broker
£120m IPO on AIM, raising £46.5m via a placing
June 2019
HG Capital Trust
£63.7m
Sole Bookrunner & Financial Adviser
£63.7m placing
June 2019
Sports Direct
£51.9m
Sole Financial Adviser
Mandatory cash offer for GAME Digital for c.£51.9m
June 2019
Mucklow
£414.7m
Sole Financial Adviser
£414.7m recommended cash and shares offer for LondonMetric
May 2019
Huntsworth
£16.3m
Joint Bookrunner & Joint Broker
£16.3m placing to fund the acquisition of KYNE Communications and Creativ Ceutical
May 2019
Finablr
£306m
Joint Bookrunner
£306m placing and £1.2bn Admission to the Official List
May 2019
PureCircle
£26.6m
Sole Bookrunner
£26.6m placing for PureCircle limited
May 2019
UK Non-Bank Financial Institution
Debt Adviser
Inaugural financing solution
May 2019
PetroTal
£20m
Joint Bookrunner
£20m placing via ABB
May 2019
Aquilla Capital
€154.3m
Sole Bookrunner & Financial Adviser
€154.3m placing and Admission to the Official list
May 2019
Yellow Cake
£25.9m
Joint Bookrunner
£25.9m placing to fund the acquisition of U3O8 from Kazatomprom
April 2019
Cairn Energy
€23m
Joint Bookrunner
€23m secondary sell down on behalf of Co-Founders and Kevin Stanley
April 2019
AJ Bell
£144.4m
Sole Bookrunner
£144.4m ABB on behalf of Invesco
April 2019
Future
$120m
Sole Financial Adviser
Acquisition of Mobile Nations for up to US$120m
March 2019
Just Group
c.£75m
Joint Global Coordinator
c.£75m placing by way of an ABB representing 9.99% of ISC
March 2019
Syncona
£141m
Co-Lead Manager
£141m ABB in Syncona on behalf of the Wellcome Trust
March 2019
Primary Health Properties
£392.9m
Lead Financial Adviser, Sponsor & Joint Broker
£392.9m all-share merger with MedicX
March 2019
PPHE Hotel Group
£149m
Joint Bookrunner
£149m secondary sell down on behalf of Euro Plaza, Walford and Aroundtown
March 2019
Sports Direct
Sole Financial Adviser
Mandatory cash offer for Findel by Sports Direct
March 2019
Randall and Quilter
c.£100m
Nomad & Joint Bookrunner
c.£100m Placing and a c.£7m open offer
February 2019
Draper Esprit
£100m
Nomad & Joint Broker
Fund raising by way of a placing
January 2019
2018
Grainger
£347m
Sole Sponsor, Joint Underwriter & Joint Bookrunner
Fully underwritten £347m Rights Issue to fund the acquisition of GRIP REIT
December 2018
AJ Bell
£651m
Sole Global Coordinator, Sponsor & Bookrunner
£173m Placing and £651m Admission to the Official list
December 2018
Kazatomprom
$451.3m
Co-Manager
$451.3m Placing and $3.0bn Admission to the Official list
November 2018
International Public Partnerships
£116m
Sole Bookrunner & Financial Adviser
£116m fund raising by way of a placing
October 2018
LTG
£41m
Joint Bookrunner
£41m placing of LTG plc shares on behalf of management
October 2018
Burford
c.£193m
Joint Global Coordinator & Joint Bookrunner
c.£193m placing by way of an ABB representing c.5% of ISC
October 2018
Aston Martin
£1.19bn
Co-lead Manager
£1.19bn Placing and £4.33bn Admission to the Official List
October 2018
Next Fifteen
£20m
Nomad & Sole Broker
£20m placing to fund the acquisition of Active Marketing Services LLP
October 2018
Funding Circle
£485m
Joint Bookrunner
£485m Placing and £1.5bn Admission to the Official List
September 2018
Huntsworth
$24m
Joint Bookrunner & Joint Broker
80% acquisition of Navience Healthcare Solutions for $24m
September 2018
Huntsworth
£18m
Joint Bookrunner & Joint Broker
£18m placing to fund the acquisition of Navience Healthcare Solutions
September 2018
Clinigen
£80m
Joint Bookrunner & Joint Broker
£80m placing to part fund the acquisition of CSM Parent
September 2018
Clinigen
$150m
Joint Financial Adviser, Nomad & Joint Broker
Acquisition of CSM Parent for an initial consultation of $150m
September 2018
ASOS
c.£114m
Sole Bookrunner
c.£114m placing of ASOS plc shares on behalf of Bestseller
September 2018
Trian Investors
£485m
Joint Bookrunner
£485m Placing and £1.5bn Admission to the Official List
September 2018
Future
£105.7m
Sole Financial Adviser, Joint Bookrunner & Joint Broker
Fully underwritten rights issue to raise £105.7m
August 2018
Future
$132.5m
Sole Financial Adviser, Joint Bookrunner & Joint Broker
Proposed acquisition of the B2C business of Punch Inc. for a consideration of $132.5m
August 2018
Micro Focus
$2.535bn
Sponsor, Financial Adviser & Broker
Proposed sale of the SUSE Business for $2.535bn to EQT
July 2018
Mothercare
£118m
Sole Financial Adviser
£118m refinancing and UK restructuring
July 2018
Laird
£1bn
Financial Adviser, Rule 3 Adviser & Broker
£1bn recommended cash acquisition by Al Ladder ltd
July 2018
HSS Hire
£60.5m
Sole Sponsor & Sole Financial Adviser
Proposed sale of UK Platforms ltd. for £60.5m to Nationwide Platforms
July 2018
Velocys
£6m
Nomad & Joint Broker
£6m fund raising by way of a placing
July 2018
Knights Group
£50m
Nomad & Sole Broker
£50m Placing and £104m admission to AIM
June 2018
Benchmark Holdings
£19m
Sole Bookrunner, Broker & Nomad
Placing to raise £19m to be primarily used to fund the cash consideration of a Chilean joint venture
June 2018
Yellow Cake
£151m
Nomad & Joint Broker
£151m Placing and £152m admission to AIM
June 2018
The Gym Group
£24m
Sole Financial Adviser, Sole Broker & Sole Bookrunner
£24m placing and £24.7m acquisition of 13 easyGym sites
June 2018
Alliance
£34m
Nomad & Joint Bookrunner
£34m placing to part fund the £60m acquisition of Nizoral in APAC
June 2018
Just Group
c.£237m
Joint Bookrunner
c.£237m placing of JUST Group plc shares on behalf of Permira
May 2018
LoopUp
c.£62m
Joint Financial Adviser & Joint Bookrunner
c.£62m acquisition of MeetingZone Group and a placing to raise £50m
May 2018
Draper Esprit
£115m
Nomad and Joint Broker
Placing and subscription to raise £115m for Draper Esprit
May 2018
Renew
£80m
Nomad, Sole Broker & Sole Bookrunner
£80m acquisition of QTS Group and associated placing of £45m
May 2018
Serinus Energy
£10m
Nomad & Joint Broker
£10m Placing and £32.6m admission to AIM
May 2018
Satellite Solutions Worldwide
£12m
Nomad & Broker
Proposed acquisition of Open Sky and Sat Internet Services, alongside a £12m placing
May 2018
LTG
$150m
Nomad, Joint Broker & Joint Bookrunner
$150m acquisition of PeopleFluent Holdings and associated £85m placing
April 2018
ITE Group
£265m
Joint Broker, Joint Bookrunner & Joint Underwriter
£265m Rights issue to fund the acquisition of Ascential Events Ltd.
April 2018
French Connection
£23.3m
Financial Adviser & Corporate Broker
Proposed sale of Toast to Bestseller for gross proceeds of £23.3m
April 2018
Diurnal
£10.5m
Nomad & Joint Broker
Placing to raise £10.5m, including a broker option of c. £0.5m
April 2018
CSH
£42.5m
Sole Financial Adviser for Offeror
£42.5m recommended cash offer for Styles & Wood Group
April 2018
Primary Health Properties
£115m
Sole Sponsor, Joint Broker & Joint Bookrunner
£115m Firm placing and Placing, Open offer and Offer for Subscription
April 2018
JTC
£243.8m
Joint Global Coordinator & Joint Bookrunner
£243.8m Placing and £310m Admission to the Official List
March 2018
Burford
c.117m
Joint Bookrunner
c.117m placing on behalf of the co-founders by way of ABB representing c.4.2% of the ISC
March 2018
AVEVA
Sponsor, Broker & Financial Adviser
Proposed combination with Schneider electric software business
March 2018
Cobalt 27
$200m
Syndicate Member
US$200m Private placement offering
March 2018
Stirling
£8.9m
Nomad, Sole Broker & Sole Bookrunner
£8.9m Placing and £8.9m admission to AIM
March 2018
Safe Harbour
£22.7m
Joint Broker & Joint Bookrunner
£22.7m Placing and £32.7m admission to the Official List
March 2018
Fidessa
£1.4bn
Joint Broker
£1.4bn recommended cash acquisition by Temenos Group
February 2018
SQS
£281.3m
Nomad, Financial Adviser & Joint Broker
£281.3m recommended cash offer by Assystem Services for SQS
February 2018
Unite Students Group
c.£170m
Joint Bookrunner
c.£170m placing by way of an ABB representing 9.2% of ISC
February 2018
RhythmOne
c.$185m
Financial Adviser, Broker & Nomad
Approx. $185m acquisition of YuMe Inc
February 2018
Ocado
£143.2m
Joint Financial Adviser & Joint Bookrunner
£143.2m placing by way of an ABB of 5% of its ISC
February 2018
Trinity Mirror
£127m
Sole Financial Adviser, Sponsor & Broker
£127m proposed acquisition of Northern & Shell’s publishing assets
February 2018
Just Group
c.£78.5m
Sole Bookrunner
c.£78.5m placing of JUST Group plc shares on behalf of Permira
January 2018
Ergomed
£3.9m
Joint Broker & Nomad
£3.9m placing and aggregate director dealing of £4.75m
January 2018
Clipper Logistics
c.£37.7m
Sole Bookrunner
c.£37.7m sell down on behalf of founders, senior management and previous employees
January 2018
Velocys
£18.4m
Nomad & Joint Broker
£18.4m fund raise, comprising a firm placing and open offer
January 2018
Pets at Home
c.£108m
Joint Bookrunner
c.£108m sell down of Kohlberg Kravis & Co. shares representing 12% of the issued share capital
January 2018
2017
Mirriad
£26.2m
Nomad, Joint Broker & Joint Bookrunner
£26.2m Placing and £63.2m admission to AIM
December 2017
Horizonte
c.£8.5m
Joint Bookrunner
Up to £8.5m conditional placing to fund the $8m acquisition of Vermelho nickel-cobalt project from Vale SA
December 2017
International Public Partnerships
£80m
Sole Bookrunner & Financial Adviser
£80m Placing to fund the repayment of the company’s cash drawn portion of its existing debt facility
December 2017
Base Resources
A$100m
Joint Manager
A$100m share offer to fund the $75m acquisition of Toliara Sands project
December 2017
Countryside Properties
£230m
Joint Bookrunner
£230m sell down of Oaktree
December 2017
Catco Reinsurance Opportunities Fund
$543m
Sole Bookrunner & Financial Adviser
Placing and Offer for subscription raising $543m through the issuance of C shares
December 2017
Sabre
£316m
Joint Sponsor, Joint Global Coordinator & Joint Bookrunner
£316m Placing and £575m Admission to the Official List
December 2017
Helical
£102m
Sole Financial Adviser
£102m sale of Renaissance Villages to Senior Living Medici
November 2017
Clinigen
£150.3m
Sole Financial Adviser, Nomad & Joint Broker
£150.3m recommended acquisition of Quantum Pharma
November 2017
Norcros
£31.4m
Sole Sponsor, Financial Adviser & Sole Bookrunner
Firm placing and Open Offer to raise £31.4m in relation to the acquisition of Merlyn Industries Limited
November 2017
Keyword Studios
£75m
Financial Adviser, Nomad & Joint Bookrunner
£75m placing to fund the $66.4m acquisition of VMC
October 2017
IP Group
£490m
Sole Sponsor, Sole Broker & Joint Financial Adviser
£490m 'hostile' all share offer for Touchstone Innovations (includes £207m placing and open offer)
October 2017
Hilton Food
£55.9m
Sole Sponsor, Financial Adviser & Joint Bookrunner
£55.9m placing to part fund the £80.8m acquisition of Icelandic Group
October 2017
Ero Copper
c.$110m
Syndicate Member
c.$110m IPO on the TSX
October 2017
RWS Group
£185m
Nomad, Broker & Joint Bookrunner
£185m placing to part-fund the $320m acquisition of Moravia
October 2017
Revolution Bars
£102m
Sole Financial Adviser, Rule 3 Adviser & Broker
£102m cash offer from Stonegate
October 2017
Randall and Quilter
£49.3m
Joint Bookrunner, Joint Broker & Nomad
Placing and open offer of up to £49.3m
October 2017
Micro Focus
$8.8bn
Sole Broker & Joint Financial Adviser
$8.8bn Merger with Hewlett Packard's Enterprise's Software Business Segment
September 2017
Just Group
c.£130m
Joint Bookrunner
c.£130m placing of JUST Group plc shares on behalf of Cinven
September 2017
Ergomed
£2.9m
Joint Broker & Nomad
£2.9m raised to part fund the acquisition of PSR Group BV
September 2017
Cape
£332m
Joint Broker
£332m recommended offer by Altrad Investment Authority SAS
September 2017
Future
£32m
Sole Financial Adviser & Joint Broker
Acquisition of Centaur Media plc's Home Interest division for £32m and £22m Placing
August 2017
Wilmcote Holdings
£25m
Nomad, Joint Bookrunner & Joint Broker
£25m IPO Admission to AIM
August 2017
Orosur Mining
£2.5m
Joint Broker
Raised £2.5m in an oversubscribed placing
August 2017
Horizon Discovery
$85m
Joint Financial Adviser, Co-Bookrunner & Nomad
$85m acquisition of GE Healthcare Dharmacon Inc. and Proposed £80m Placing
July 2017
Hornby
£27.4m
Sole Financial Adviser, rule 3 Adviser and Broker
£27.4m unrecommended mandatory offer by Phoenix UK Fund
July 2017
Atkins
£2.1bn
Joint Broker
£2.1bn recommended cash offer by SNC-Lavalin Group
July 2017
Nexus
£35m
Nomad, Sole Bookrunner & Broker
£35m Placing and £71m Admission to AIM
July 2017
Satellite Solutions Worldwide
£8m
Sole Bookrunner, Broker & Nomad
£8m Placing and £5m acquisition of Quickline Communications Ltd
July 2017
PTSG
£15m
Nomad & Broker
£15m Placing to fund the acquisition of BEST
July 2017
Sherborne Investors
£700m
Joint Bookrunner
£700m Placing and Admission to SFS
July 2017
Heron Resources
$136m
Co-Lead Manager
A$136m equity fundraise to fund the development of the Woodlawn Zinc-Copper Project
June 2017
Draper Esprit
£100m
Nomad & Joint Broker
£100m Equity Fundraise
June 2017
Cobalt 27
$200m
Syndicate Member
C$200m placing and admission to Canada’s Venture Exhange, offering investors exposure to cobalt
June 2017
Circle Holdings
£75.2m
Sole Financial Adviser
£75.2m Recommended Cash Offer
June 2017
Velocys
£10m
TBC
£10m Placing via the issuance of 18m convertible loan notes and the issuance of c. 2.6m new Ordinary Shares
June 2017
32 Red
£176m
Sole Financial Adviser
£176m recommended cash offer by Kindred Group Plc
June 2017
Marstons
£78.9m
Nomad & Joint Bookrunner
£78.9m placing by way of an ABB to fund the acquisition of the Charles Wells Brewing and Beer Business, as well as 7 pubs
May 2017
International Public Partnerships
£330m
Sponsor, Broker & Bookrunner
£330m Placing, Open Offer and Offer for Subscription
May 2017
Georgia Healthcare
£31.4m
Joint Bookrunner
£31.4m Sell Down of BGEO Group’s holding, representing 7.2% of the issued share capital
May 2017
Gulf Marine Services
£38m
Joint Bookrunner
£38m Sell Down of Gulf Capital, representing 17.2% of the issued share capital and a third of Gulf Capital’s holding
May 2017
IP Group
£266m
Sole Sponsor, Sole Broker & Joint Financial Adviser
Secondary, up to £266m Placing and Open Offer - M&A, Possible all-share offer for Touchstone Innovations
May 2017
Catco Reinsurance Opportunities Fund
$46m
Bookrunner
$46m tap issuance (10% of the issued share capital)
May 2017
Countryside Properties
c.£321.4m
Sole Bookrunner
c.£321.4m Sell Down of Oaktree Capital Management’s holding, representing c. 23.0% of the issued share capital
May 2017
Alfa
£975m
Joint Sponsor, Joint Global Coordinator & Joint Bookrunner
£278m placing and £975m Admission to the Official List
May 2017
On The Beach
c.£42m
Sole Bookrunner
c.£42m Sell Down of Inflexion’s holding, representing 8.8% of the issued share capital
May 2017
Funding Circle SME
£50m
Sole Sponsor, Global Coordinator & Bookrunner
£50m cashbox placing by way of an ABB
April 2017
Fair Oaks Income
$69m
Bookrunner, Broker & Financial Adviser
$69m C Share equity raise
April 2017
Forterra
c.£206m
Sole Bookrunner
c.£206m Sell Down of Lone Star’s holding, representing c.53% of the issued share capital
April 2017
Circassia
$230m
Sole Sponsor & Joint Broker
Securing of Certain US Commercial Rights to two products from AstraZeneca for up to $230m
April 2017
Ten Entertainment Group
£27m
Sole Sponsor, Financial Adviser & Bookrunner
£27m placing and £107m Admission to the Official List
April 2017
Premier Asset Management
£11m
Sole Bookrunner
£11m sell down of Electra’s holding, representing c.8% of the issued share capital and Electra’s entire remaining stake
April 2017
Pan African Resources
$51m
Nomad & Joint Bookrunner
$51m placing by way of an ABB
April 2017
JRP Group
£124m
Joint Bookrunner
£124m Sell Down of Cinven’s and Permira’s holding, representing c.10% of the issued share capital
March 2017
LTG
£53.6m
Nomad & Sole Broker
£53.6m acquisition of NetDimensions Limited and £46.5m placing
March 2017
Accsys Group
€14m
Nomad & Sole Broker
€14m Placing and Open Offer
March 2017
Ascential
£268m
Joint Bookrunner
£268m Sell Down of Apax and Guardian Media Group holdings, representing 23.2% of the issued share capital
March 2017
On The Beach
£43m
Sole Bookrunner
£43m Sell Down of Inflexion’s holding, representing c.12% of the issued share capital
March 2017
Laird
£185m
Joint Broker & Joint Bookrunner
£185m Rights issue
February 2017
RWS Group
$82.5m
Sole Broker & Nomad
$82.5m acquisition of LUZ Inc and the associated £40.0m placing by RWS Holdings Plc
February 2017
Wilmington
£19m
Sole Financial Adviser & Broker
£19m acquisition of HSJ from Ascential Plc
February 2017
Randall and Quilter
£17m
Sole Bookrunner, Broker & Nomad
£17m placing
February 2017
John Menzies
$202m
Sole Financial Adviser, Sole Sponsor, Joint Broker & Joint Bookrunner
$202m acquisition of ASIG and £75m Rights Issue
January 2017
Forterra
£40m
Sole Bookrunner
£40m Sell Down of Lone Star’s holding, representing c.10% of the issued share capital
January 2017
Countryside Properties
£103.5m
Sole Bookrunner
£103.5m Sell Down of Oaktree Capital Management’s holding, representing c. 10% of the issued share capital
January 2017
TP ICAP
£145m
Sole Bookrunner
£145m Sell Down of IPGL’s holding, representing c.6% of the issued share capital
January 2017
2016
Euromoney
£315m
Joint Bookrunner
£315m Sell Down of DMGT’s holding, representing 25.2% of the issued share capital
December 2016
Cambian
£377m
Sole Sponsor & Joint Broker
£377m Disposal of its Adult Services Business to Cygnet Health Care Limited
December 2016
Ascential
£172m
Joint Bookrunner
£172m Sell Down of Apax and Guardian Media Group holdings, representing 16.5% of the issued share capital
December 2016
Allied Minds
£64m
Joint Bookrunner
£64m cashbox placing, representing 8.1% of the company’s issued capital
December 2016
Powerflute
£268m
Nomad & Sole Broker
£268m recommended offer by Madison Dearborn Partners
November 2016
Luceco
£93m
Sole Global Coordinator, Sponsor & Bookrunner
£93m Placing and £209m Admission to the Official List
October 2016
Future
£19.5m
Sole Financial Adviser
£19.5m acquisition of Imagine Publishing
October 2016
International Public Partnerships
£75m
Sole Broker & Sole Bookrunner
£75m Placing
October 2016
Ilika
£6.3m
Nomad, Sole Broker & Sole Bookrunner
£6.3m Placing
October 2016
Bluefield
£60.6m
Sponsor & Broker
£60.6m Placing
October 2016
Premier Asset Management
£64m
Joint Bookrunner
£64m Placing and £140m Admission to AIM
October 2016
Schroder European Real Estate Investment Trust
£15m
Sponsor, Broker & Placing Agent
£15m Placing
October 2016
Wireless Group
£220m
Sole Rule 3 Adviser, Joint Financial Adviser & Broker
£220m recommended offer by News Corp UK & Ireland
October 2016
McColls
£117m
Sole Financial Adviser, Sponsor, Bookrunner & Broker
£117m acquisition of 298 convenience stores from the Co-op and £13.1m placing
September 2016
The Gym Group
£32m
Joint Bookrunner
£32m Sell Down of Phoenix and Bridges holdings, representing 12% of the issued share capital
September 2016
Cambridge Innovation Capital
£75m
Sole Financial Adviser, Broker & Bookrunner
£75m Private Placement
August 2016
Twenty Four Asset Management
£48m
Broker
£48m Placing
August 2016
International Public Partnerships
£125m
Sponsor, Broker, Financial Adviser & Bookrunner
£125m Placing
June 2016
Hornby
£8m
Nomad & Broker
£8m Placing and Open Offer
June 2016
Draper Esprit
£79m
Nomad, Lead Bookrunner & Broker
£79m Placing and Subscription and £122m Admission to AIM
June 2016
Pan African Resources
£15.9m
Nomad & Joint UK Broker
£15.9m Placing
June 2016
Morses Club
£68.5m
Nomad and Joint Bookrunner
£68.5m Placing and £140m Admission to AIM
May 2016
Micro Focus
£362m
Joint Global Coordinator & Joint Bookrunner
£362m Sell Down of Wizard Parent LLC holding, representing c.10.5% of issued share capital
May 2016
Motorpoint
£100m
Joint Global Coordinator & Joint Bookrunner
£100m Placing and £200m Admission to the Official List
May 2016
ASOS
£46m
Sole Bookrunner
£46m Sell Down of the Founder’s holding, representing 1.6% of the issued share capital
May 2016
Primary Health Properties
£150m
TBC
£150m Placing, Open Offer and Offer for subscription
April 2016
Sierra Rutile Ltd
$21m
Lead Adviser & Joint Bookrunner
$21m Placing
April 2016
Saga
£688m
Sole Bookrunner
£688m sale of entire remaining shareholding (31.5%) of Acromas Bid Co
April 2016
Micro Focus
£158m
Sole Bookrunner & Broker
£158m Placing to fund acquisition of Serena Software for an EV of £375m Financial Adviser
March 2016
VOF
Sole Sponsor
Transfer of Listing from AIM to the Premium Segment of the Official List
March 2016
ISG
Financial Adviser, Rule 3 Adviser & Broker
Secured a 20% increase on the initial offer, after a hostile takeover approach from Cathexis
February 2016
Bwin
£1.1bn
Joint Broker
£1.1bn recommended cash and share offer from GVC Holdings PLC
February 2016
Countryside Properties
£349m
Joint Global Coordinator & Joint Bookrunner
£349m Placing and £1,012.5m Admission to the Official List
February 2016
UTV
£100m
Lead Financial Adviser, Sponsor & Joint Broker
£100m disposal of UTV Television
February 2016
Ascential
£280m
Joint Bookrunner
£280m Placing and £800m Admission to the Official List
February 2016
Pretivm
£85.2m
Syndicate Member
£85.2m Placing
February 2016
Skyscanner
£126m
Joint Financial Adviser, Broker & Bookrunner
£126m Private placement
January 2016
2015
hVIVO
£20.5m
Nomad & Sole Broker
£20.5m Placing
December 2015
Diurnal
£25.3m
Nomad & Broker
£25.3m Placing and £75.2m Admission to AIM
December 2015
Alliance
£127.5m
Lead Financial Adviser, Nomad, Sole Financial Adviser & Broker
£127.5m acquisition of Sinclair IS Pharma
December 2015
Georgia Healthcare
£66m
Co-Lead Manager
£66m Placing and £218m Admission to the Official List
November 2015
Trinity Mirror
£220m
Sole Financial Adviser, Sponsor & Joint Bookrunner
£220m acquisition of Local World and £35m placing
November 2015
The Gym Group
£125m
Joint Global Coordinator, Sponsor & Bookrunner
£125m Placing and £250m Admission to the Official List
November 2015
Hostelworld
£133m
UK Sponsor, Glo. Co. & Joint Bookrunner
£133m Placing and £177m Admission to the Official List
October 2015
Catco Investment Management
$88m
Placing agent
$88m C share Placing
October 2015
Punch Taverns
£101m
Sponsor & Broker
£101m Disposal of 50% interest in Matthew Clark
October 2015
AGA Rangemaster
£129m
Joint Financial Adviser, Joint Rule 3 Adviser & Broker
£129m recommended cash offer from Middleby UK Residential Holding Limited
September 2015
On The Beach
£96m
Global Coordinator, Sponsor & Bookrunner
£96m Placing and £240m Admission to the Official List
September 2015
Gloo Networks
£30m
Joint Broker & Joint Bookrunner
£30m Placing and Admission to AIM IPO
August 2015
Hornby
£15m
Sole Financial Adviser, Bookrunner & Broker
£15m Placing and Admission to AIM from the Official List
August 2015
Fair Oaks Income
$95m
Sole Bookrunner and Broker
$95m C share Placing
August 2015
Avacta
£22m
Joint Broker & Nomad
£22m Cash Placing
August 2015
Kier
£340m
Joint Sponsor, Joint Financial Adviser, Joint Bookrunner & Joint Broker
£340m Rights Issue and £245m acquisition of Mouchel
June 2015
Ubisense
£10m
Nomad & Broker
£10m Placing
June 2015
Sophos
£352m
Co-Lead Manager
£352m Placing and £1.0bn Admission to the Official List
June 2015
IP Group
£55m
Financial Adviser, Bookrunner & Broker
£55m Placing
May 2015
Optos
£259m
Joint Financial Adviser & Joint Broker
£259m recommended cash offer from Nikon Corporation
May 2015
Matchtech
£57.9m
Sole Financial Adviser, Broker & Nomad
£57.9m Recommended Acquisition of Networkers
April 2015
Cambian
£26m
Joint Broker & Joint Bookrunner
£26m Placing to part fund acquisition of By the Bridge
April 2015
Clinigen
£225m
Financial Adviser, Nomad and Joint Broker
£225m acquisition of Idis Group and £125m placing
April 2015
Unite Students Group
£115m
Joint Broker & Joint Bookrunner
£115m Placing
April 2015
API Group
£46m
Financial Adviser, Rule 3 Adviser & Broker
£46m Recommended Cash Offer from Cedar 2015 Limited
April 2015
AO World
£50m
£50m cashbox placing by way of an ABB
Joint Bookrunner
April 2015
ISG
£16m
Nomad & Broker
£16m Placing
March 2015
ITE Group
£12m
Broker & Adviser
£12m Placing & Acquisition of Africa Oil Week
March 2015
Malin Corporation
€325m
Introducer
€325m Placing and €350m Admission to ESM (operated by the Irish Stock Exchange)
March 2015
IP Group
£128m
Sole Sponsor, Broker & Financial Adviser
£128m Placing and Open Offer
March 2015
DFS
£216m
Joint Bookrunner
£216m Placing and £543m Admission to the Official List
March 2015
Aldermore
£651m
Co-lead Manager
£226m Placing and £651m Admission to the Official List
March 2015
Sherborne Investors
£100m
Joint Bookrunner
£100m Placing
March 2015
Revolution Bars
£90m
Sole Sponsor, Financial Adviser & Bookrunner
£90m Placing and £100m Admission to the Official List
March 2015
HSS Hire
£114m
Joint Bookrunner
£114m Placing and £325m Admission to the Official List
February 2015
Custodian Property Income REIT
£22m
Financial Adviser, Sponsor & Broker
£22m Placing
February 2015
CPP
£20m
Sponsor, Nomad & Broker
£20m Placing and move from the Main Market to AIM
February 2015
Aureus Mining
$15.3m
Nomad & Joint Broker
$15.3m Placing
February 2015
Baker Steel
£100m
Placing & Open Offer
£100m Placing
February 2015
Twenty Four Asset Management
£10m
Financial Adviser & Broker
£10m Placing
February 2015
Crystal Amber
£32m
Joint Broker
£32m Placing
January 2015
2014
MyCelx
£7.2m
Nomad & Broker
£7.2m Placing
December 2014
Bank of Georgia
£72m
Joint Bookrunner
£72m Placing
December 2014
Powerflute
€90m
Nomad & Broker
€90m acquisition of Corenso Oyj
December 2014
Allocate Software
£109.6m
Joint Financial Adviser & Nomad
£109.6m recommended cash offer from HgCapital Funds
December 2014
Micro Focus
$2.35bn
Financial Adviser & Sponsor
$2.35bn reverse takeover of The Attachmate Group
November 2014
Motivcom
£41m
Financial Adviser & Broker
£41m Cash offer from Sodexo SA
November 2014
International Public Partnerships
£95m
Financial Adviser & Broker
£95m Placing
November 2014
Bluefield
£123m
Sponsor, Financial Adviser & Broker
£123m Placing
November 2014
Schroder
£27m
Joint Sponsor & Joint Broker
£27m Placing
November 2014
Mothercare
£100m
Joint Sponsor, Joint Bookrunner & Joint Broker
£100m Rights Issue
October 2014
Velocys
£52m
Nomad & Broker
£52m Placing
October 2014
Retroscreen Virology
£33.6m
Sole Financial Adviser, Nomad & Sole Broker
£33.6m Placing
September 2014
Spire Healthcare
£362m
Co-Lead Manager
£362m Placing and £842m Admission to the Official List
July 2014
TSB
£455m
Joint Lead Manager
£455m Placing and £1.3bn Admission to the Official List
July 2014
ULS Technology Plc
£12m
Nomad, Broker & Sole Bookrunner
£12m Placing and £26m Admission to AIM
July 2014
Fair Oaks Income
£68m
Bookrunner, Broker & Financial Adviser
£68m Acquisition, Placing and Admission to SFM
June 2014
Capital and Regional
£213m
Joint Sponsor & Bookrunner
£213m acquisition of 62.56% of units in the Mall Fund
June 2014
Clipper Logistics
£50m
Sponsor, Bookrunner & Broker
£50m Placing and £100m Admission to the Official List
June 2014
Capital and Regional
£165m
Joint Sponsor & Bookrunner
£165m Firm Placing and Placing and Open Offer
June 2014
BandM
£1.1bn
Co-Lead Manager
£1.1bn Placing and £2.7bn Admission to the Official List
June 2014
River and Mercantile
£42m
Joint Sponsor, Bookrunner & Broker
£42m Placing and £150m Admission to the Official List
June 2014
Foxtons
£69m
Joint Bookrunner
£69m Sell Down of BC Partners stake, representing 8% of the issued share capital
May 2014
Avacta
£10m
Financial Adviser, Nomad & Broker
£10m Placing
May 2014
Shoe Zone
£36m
Nomad, Bookrunner & Broker
£36m Placing and £80m Admission to AIM
May 2014
Cambian
£194m
Joint Bookrunner
£194m Placing and £389m Admission to the Official List
April 2014
Polypipe
£319m
Joint Sponsor & Bookrunner
£319m Placing and £490m Admission to the Official List
April 2014
Interserve
£74.8m
Joint Sponsor, Joint Bookrunner & Joint Broker
£74.8m placing and related proposed acquisition of Rentokil Initial PLC division
March 2014
Custodian Property Income REIT
£55m
Sole Sponsor, Financial Adviser and Broker
£55m Placing and £95m acquisition of portfolio and Admission to Official List
March 2014
Brit
£240m
Co-Lead Manager
£240m Placing and £960m Admission to Official List
March 2014
Wolf Minerals
£99m
Joint Lead Manager
£99m Placing
March 2014
Unite Students Group
£100m
Joint Sponsor & Bookrunner
£100m Firm Placing, Placing and Open Offer
March 2014
McColls
£133m
Sole Sponsor, Sole Bookrunner & Joint Financial Adviser
£133m Placing and £200m Admission to Official List
February 2014
IP Group
£100m
Sole Financial Adviser, Sole Sponsor & Broker
£100m Firm Placing and Placing, Open Offer and Offer Subscription
February 2014
IP Group
£87.8m
Sole Financial Adviser, Sole Sponsor & Broker
£87.8m Offer for Fusion IPv
February 2014
AO World
£423m
Joint Bookrunner
£423m Placing and £1.2bn Admission to Official List
February 2014
2013
Circle Holdings
£25m
Financial Adviser, NOMAD & Broker
£25m Placing
December 2013
Powerflute
Numis appointed Nomad and broker to Powerflute
December 2013
Delcam
£172.5m
Sole Financial Adviser, Nomad and Broker
£172.5m Recommended Cash Offer from Autodesk Inc
November 2013
Primary Health Properties
£41.1m
Sole Sponsor, Joint Financial Adviser & Joint Broker
Acquisition of Prime Public Partnerships for £41.1m
November 2013
LTG
£16.3m
Financial Adviser, Nomad & Sole Broker
In-Deed Online – reverse takeover of Epic Group Limited for £16.3m
October 2013
Aureus Mining
$16m
Syndicate member
$16m Placing
October 2013
Chime Communications
£25.6m
Joint Bookrunner, Joint Financial Adviser & Broker
Acquisition of JMI and related £25.6m placing
October 2013
Arrow Global
£189m
Co-Lead Manager
£189m Placing and £358m Admission to Official List
October 2013
Foxtons
£429m
Joint Bookrunner & Joint Sponsor
£429m Placing and £649m Admission to Official List
September 2013
Low and Bonar
£20.4m
Sole Bookrunner, Broker & Financial Adviser
Acquisition of Texiplast and related £20.4m placing
September 2013
Fiberweb
£182.5m
Joint Broker
£182.5m Recommended Cash Offer from Polymer Group, Inc.
September 2013
Lancashire
£131m
Joint Bookrunner & Joint Broker
£131m Placing
August 2013
Crystal Amber
£25.5m
Sole Financial Adviser, Nomad &Sole Broker
£25.5m Placing
August 2013
Better Capital
£186m
Sole Sponsor, Financial Adviser & Broker
£186m Firm Placing, Placing and Open Offer
August 2013
Keyword Studios
£28m
Nomad, Bookrunner & Broker
£28m Placing and £49m Admission to AIM
July 2013
Kier
£221m
Joint Financial Adviser, Sponsor & Broker
£221m Offer for May Gurney
July 2013
Bluefield
£130m
Sponsor, Broker & Financial Adviser
£130m Placing and Admission to Official List
July 2013
Helical
£80m
Sole Lead Manager
£80m 6.00% 7 year retail bond
June 2013
Unite Students Group
£51m
Joint Bookrunner
£51m Placing
June 2013
Twenty Four Asset Management
£31m
Sole Sponsor, Financial Adviser & Broker
£31m Placing
June 2013
Retroscreen Virology
£25.5m
Sole Financial Adviser, Nomad & Sole Broker
£25.5m Placing
June 2013
Primary Health Properties
£68.5m
Sole Sponsor, Joint Bookrunner & Joint Broker
£68.5m Firm Placing, Placing, Open Offer and Offer for Subscription
June 2013
Schroders Oriental Income Fund
£51m
Financial Adviser & Placing Agent
£51m Placing, Open Offer and Offer for Subscription of C Shares
June 2013
Acorn
£10m
Sponsor & Broker
£10m Placing and Offer for Subscription
May 2013
Future
£10.2m
Sole Financial Adviser & Broker
£10.2m sale of UK Music Listening portfolio to TeamRock Limited
April 2013
Randall and Quilter
£25m
Nomad, Financial Adviser & Joint Broker
£25m placing
April 2013
HellermanTyton
€249m
Sole Lead Manager
€249m Placing and £420m Admission to Official List
March 2013
esure
£604m
Co-Lead Manager
£604m Placing and £1.2bn Admission to Official List
March 2013
Twenty Four Asset Management
£150m
Sponsor, Financial Adviser & Broker
£150m Placing, Offer for Subscription and Admission to Official List
March 2013
Aegis
£3.2bn
Joint Broker
£3.2bn Recommended Cash Offer from Dentsu Inc.
March 2013
Modern Water
£10m
Nomad, Financial Adviser & Broker
£10m placing
February 2013
EnQuest
£145m
Sole Lead Manager
£145m 5.5% 7.9 year retail bond
February 2013
Crest Nicholson
£225m
Lead Manager
£225m Placing and £553m Admission to Official List
February 2013
St Modwen Properties
£49m
Joint Bookrunner
£49m placing
February 2013
International Public Partnerships
£40m
Sole Broker
£40m Placing by way of a tap issue
January 2013
2012
Unite Students Group
£90m
Joint Lead Manager
£90m 6.125% 7.5 year retail bond
December 2012
Oxford Catalysts
£30.6m
Joint Broker
£30.6m placing
December 2012
Ocado
£35.8m
Joint Broker & Joint Financial Adviser
£35.8m cash box placing
November 2012
St Modwen Properties
£80m
Joint Lead Manager
£80m 6.25% 7-year retail bond
November 2012
International Public Partnerships
£200m
Sponsor, Broker, Financial Adviser & Joint Bookrunner
£200m Placing, Open Offer and Offer for Subscription
October 2012
ASOS
£60m
Sole Broker
£60m Placing representing 3.5% of the issued share capital
October 2012
Taylor Wimpey
£24m
Sole Broker
£24m Sell down of Private Equity 1.3% stake
October 2012
Networkers International
£4m
Sole Broker
£4m Director Placing representing 15% of the issued share capital
October 2012
Quintain
£28m
Sole Broker
£28m Placing representing 10% of the issued share capital
October 2012
Workspace
£57.5m
Joint Lead Manager
£57.5m 6% 7 year retail bond
October 2012
Clinigen
£50.0m
Nomad, Bookrunner and Broker
£50.0m placing and £135.4m admission to AIM
September 2012
Beazley
£75m
Joint Lead Manager
£75m 5.375% 7 year retail bond
September 2012
WSP
£278m
Joint Broker
£278m Recommended Cash Offer from Genivar Inc.
August 2012
Centaur Media
£50m
Sponsor & Broker
Acquisition of Econsultancy for a consideration of up to £50m
July 2012
IGRE
Sole Broker & Financial Adviser
Tender Offer
June 2012
Chime Communications
£19.6m
Financial Adviser & Broker
£19.6m Related Party Disposal of Bell Pottinger Businesses to BPP Communications
June 2012
Circle Holdings
£47.5m
NOMAD, Bookrunner & Broker
£47.5m Placing and Subscription
June 2012
Microsaic Systems
£2m
Nomad & Sole Broker
£2m Placing
May 2012
PSource Structured Debt
Sole Financial Adviser & Broker
Winding down proposals
May 2012
Retroscreen Virology
£15m
Nomad, Bookrunner & Broker
£15m Placing and £33m Admission to AIM
May 2012
Primary Health Properties
£19m
Joint Broker & Financial Adviser
£19m Cash box placing
May 2012
JJB Sports
£30m
Joint Financial Adviser, Nomad & Broker
£30m Placing including £20m strategic investment from Dick's Sporting Goods Inc
April 2012
Cazenove Absolute Equity
Joint Financial Adviser & Broker
Tender offer
April 2012
Barrick
Joint Bookrunner
Sale of entire shareholding (20.37%) in Highland Gold Ltd. by way of Accelerated Bookbuild
April 2012
NMC Healthcare
£117m
Joint Lead Manager
£117m Placing & £390m Admission to Official List
April 2012
TomCo Energy
Financial Adviser
Related party transaction
April 2012
Rightmove
Joint Broker
Ongoing company share buyback programme: 2/3 of PAT returned to shareholders
April 2012
Sagentia
Sole Broker & Sole Financial Adviser
Strategic advice
April 2012
Dominos Pizza
£40m
Sole Broker
Director sell down of 5.5% / £40m placed with US, EU and UK Institutions
March 2012
Ebiquity
£11m
Nomad, Financial Adviser & Broker
Acquisition of FLE for initial consideration of £11m
March 2012
Fixnetix
£17.5m
Financial Adviser
£17.5m sale of 25% strategic stake to NYSE Euronext, Inc.
March 2012
Signet Global
Sole Broker & Financial Adviser
Winding down proposals
March 2012
Abcam
$170m
Nomad, Financial Adviser & Broker
$170m acquisition of Epitomics International, Inc.
March 2012
Hamworthy
£383m
Broker
£383m Recommended Cash Offer from Wartsila Corporation
January 2012
Better Capital
£170m
Sponsor, Financial Adviser, Broker & Global Co-ordinator
£170m Firm Placing and Placing and Open Offer, Conversion to protected cell company
January 2012
PatSystems
£29m
Financial Adviser & Broker
£29m Recommended Cash Offer from Pattington Limited
January 2012
2011
Catco Investment Management
$125m
Sole Global Co-ordinator, Bookrunner & Broker
$125m C-Share Placing
November 2011
Barbican
Sole Broker
Abort fee in respect of proposed reverse takeover
November 2011
MyCelx
£12.1m
Nomad & Broker
£12.1m Fund Raise & £27.1m admission to AIM
October 2011
JLT
£160m
Rule 3 Adviser & Joint Financial Adviser
£160m Recommended Partial Offer for JLT Group plc by JMH Investments Limited
October 2011
Helius Energy
£6m
Sole broker & Financial Adviser.
£6m Placing
October 2011
International Public Partnerships
£52m
Broker
£52m Placing
October 2011
Cazenove Absolute Equity
£12m
Joint Financial Adviser & Broker
£12m Tender Offer
October 2011
Optos
$40m
Sole Sponsor & Joint Broker
$40m Class 1 acquisition of Instrumentation division of Opko Health
October 2011
Group NBT
£153m
Lead Financial Adviser & Broker
£153m Recommended Cash Offer from HG Capital
September 2011
APR Energy
$855m
Sole Financial Adviser & Broker
Acquisition of APR Energy Ltd for up to $855m and readmission to the Official List
September 2011
Aurora
Nomad & Sole broker
Defence
August 2011
White Young Green
£32m
Sole Bookrunner & Joint Financial Adviser
£32m placing and Capital Restructuring
July 2011
Hydrodec
£5.5m
Nomad & Sole Broker
£5.5m placing
June 2011
IP Group
£55m
Sponsor, Financial Adviser, Broker & Sole Underwriter
£55m Placing and Open Offer
June 2011
Indeed Online
c.£1.6m
Nominated Adviser & Broker
c.£1.6m placing
June 2011
Circle Holdings
c.£45m
Nominated Adviser, Bookrunner & Joint Broker
c.£45m Placing
June 2011
Cape
Sponsor
Move up to official list and redomiciliation
June 2011
Ebiquity
£2.6m
Nomad, Financial Adviser and Broker
£2.6m placing and acquisition of Echo Research for initial consideration of £3.5m
May 2011
Eredene Capital
£30m
Bookrunner, Nomad & Broker
£30m Placing
May 2011
Catco Reinsurance Opportunities Fund
£124m
Sole Global Coordinator, Bookrunner & Broker
£124m C-Share Placing
May 2011
JJB Sports
£65m
Sole Underwriter, Joint Financial Adviser & Joint Broker
£65m Firm Placing and Placing and Open Offer
April 2011
Chime Communications
£12m
Broker & Underwriter
£12m Placing
April 2011
Primary Health Properties
£16m
Joint Broker & Financial Adviser
£16m Cash box placing
April 2011
Fiberweb old
£25m
Sponsor, Financial Adviser, Bookrunner & Underwriter
£25m Rights Issue
March 2011
2010
Catco Investment Management
$80m
Financial Adviser & Broker
$80m Placing and Admission to Specialist Fund Market
December 2010
International Public Partnerships
£89.3m
Sponsor & Placing Agent
£89.3m Placing, Open Offer and Offer for Subscription
October 2010
Betfair
£211m
Co-Lead Manager
£211m placing and £1.4bn admission to official list
October 2010
EPIC
Nomad & Broker
Reverse Takeover and Readmission to AIM
August 2010
Better Capital
£68m
Sponsor, Nomad & Broker
£68m Firm Placing, Placing and Open Offer, Migration from AIM to Official List
July 2010
Ocado
£214m
Co-Lead Manager
£214m Fund Raise and £954m Admission to the Official List
July 2010
French Connection
Sponsor & Broker
Disposal of Nicole Farhi Business
June 2010
Jupiter
£254m
Co-Lead Manager
£254m Placing and £755m Admission to Official List
June 2010
JP Morgan Asset Management
£46.7m
Sponsor, Financial Adviser & Broker
£46.7m Placing and Admission to the Official List of the LSE
April 2010
Ebiquity
£18m
Nomad, Financial Adviser & Broker
£18m Acquisition of Xtreme Information Services Ltd and £0.8m Placing
April 2010
Promethean
£186m
Co-lead Manager
£186m Placing and Admission to Official List
March 2010
Horizon Acquisition Company
£408m
Co-lead Manager & Joint Broker
£408m Placing and Admission to Official List
February 2010
Accsys Technologies
€30m
Underwriter & Joint Broker
€30m Firm Placing and Placing and Open Offer
February 2010
2009
Better Capital
£142.4m
Nomad & Broker
£142.4m Placing and Admission to AIM
December 2009
Allocate Software
£8.3m
Joint Financial Adviser & Broker
£8.3m Placing and £8.7m Acquisition of Time Care AB
December 2009
Goldshields
£178m
Rule 3 Adviser, Broker & Joint Financial Adviser
£178m Recommended Cash Offer
November 2009
JJB Sports
£100m
Joint Underwriter & Broker
£100m Firm Placing and Placing and Open Offer
October 2009
Chime Communications
£18.0m
Sponsor & Broker
£18.0m Recommended Offer for The Essentially Group Plc
October 2009
Unite Students Group
£82m
Joint Sponsor, Underwriter & Broker
£82m Firm Placing and Placing and Open Offer
September 2009
UK Coal
£106.5m
Joint Broker & Underwriter
£106.5m Firm Placing, Placing and Open Offer
September 2009
Primary Health Properties
£60m
Sponsor, Underwriter & Broker
£60m Firm Placing and Placing and Open Offer
September 2009
Luminar
£37.5m
Joint Broker, Sponsor & Bookrunner
£37.5m Placing and Open Offer
August 2009
Lookers
£81m
Joint Broker, Sponsor & Underwriter
£81m Placing and Open Offer
July 2009
International Ferro Metals
£22.2m
Broker
£22.2m Institutional Placing
July 2009
Hydrodec
£3.2m
Nomad & Broker
£3.2m Placing
June 2009
Marshalls
£34m
Joint Broker, Bookrunner & Underwriter
£34m Rights Issue
May 2009
EPE Special Opportunities
£5m
Nomad and Broker
£5m Placing and Open Offer
May 2009
St Modwen Properties
£107m
Joint Broker, Sponsor & Underwriter
£107m Firm Placing & Placing and Open Offer
May 2009
Beazley
£157m
Sponsor, Underwriter & Joint Financial Adviser
£157m Rights Issue and Placing
April 2009
Raven Russia
£61m
Financial Adviser, Nomad & Broker
£61m Recommended Offer for Raven Mount Group
April 2009
Low and Bonar
£30m
Joint Bookrunner & Underwriter
£30m Placing and Open Offer
March 2009
Raven Russia
£76m
Nomad, Financial Adviser & Joint Broker
£76m Placing
March 2009
Chaucer
£80m
Sponsor, Lead Underwriter, Lead Manager & Broker
£80m Firm Placing and Placing and Open Offer
February 2009
2008
Omega Insurance Holdings
£130m
Nomad & Joint Broker
£130m Placing
December 2008
EAG
£87m
Joint Financial Adviser & Broker
£87m Recommended Offer
September 2008
MDM Engineering
£54m
Nomad & Broker
£54m Admission to AIM with £5m placing
May 2008
Intermediate Capital
£180m
Joint Lead Manager
£180m Rights Issues for Intermediate Capital Group
January 2008
API Group
£8m
Financial Adviser, Sponsor & Broker
£8m Open Offer
January 2008
SMC Group
£15.1m
Nomad & Broker
£15.1m Open Offer
January 2008
2007
Clean Energy Brazil
£20m
Financial Adviser & Broker
£20m Placing and $64m Investment in Unialco MS
December 2007
Randall and Quilter Investment Holdings Plc
£61m
Joint Broker & Lead Bookrunner
£61m Admission to AIM
December 2007
Mwana Africa
Sole Financial Adviser
Acquisition of Southern Era Diamonds
October 2007
Motivcom
£17m
Broker
£17m Acquisition of Zibrant and £3.1 Placing
October 2007
Cozart
Rule 3 Adviser & Broker
Recommended Offer by Concateno Plc
October 2007
EcoCity Vehicles
£1m
Nomad & Broker
£1m Reverse Takeover Admission to AIM placing
October 2007
UTV
Financial Adviser & Sponsor
Corporate Restructuring and Listing of UTV Media Plc
October 2007
Premier Asset Management
Financial Adviser to Management & Electra Partners
MBO Take Private
September 2007
YouGov
£27m
Nomad & Broker
£27m Acquisition of Zapera, Psychonomics and remaining stake in Polimetrix and £27m Placing on AIM
August 2007
Datamonitor
Broker
Recommended Offer by Informa Acquisitions Ltd
July 2007
accesso
£58.8m
Joint Broker
£58.8m underwritten vendor and cash placing to fund the Acquisition of The Experience Engine
July 2007
EAG
£177m
Broker
£177m Admission to AIM and £125m Placing on AIM
June 2007
Serabi Mining
Nomad & Broker
Placing on AIM
June 2007
Hargreaves Lansdown
£190m
Co Lead Manager & Broker
Admission to Official List with £190m Offer
May 2007
Harvey Nash
Nomad & Broker
Vendor Placing
May 2007
Infrastructure Investor
Sole Financial Adviser
Acquisition of The PFI Infrastructure Company
May 2007
Dawnay Day
Nomad & Broker
Placing on AIM
May 2007
First Quantum
Broker
Move from AIM to Official List and £2.6bn Market Cap on Admission
May 2007
Tau Capital
Nomad & Broker
Placing and Admission to AIM
May 2007
Abzena
£25m
Nomad & Joint Bookrunner
£25m Placing by way of an ABB
May 2007
Arla Foods
Recommended Offer by Arla Foods amber og
Rule 3 Adviser
April 2007
Mecom
Nomad & Joint Broker
Placing & Acquisitions
March 2007
Chime Communications
Financial Adviser & Sponsor
Acquisition of Fast Track
March 2007
Broca
Nomad & Broker
Admission to AIM
March 2007
32 Red
Nomad & Broker
Placing on AIM
March 2007
Talarius Plc
Rule 3 Adviser
Recommended Offer by European Gaming
February 2007
Nautilus
£203m
Nomad & Broker
£203m Admission to AIM and £46.7m Placing
February 2007
FireOne
Recommended Offer by Optimal Group
Recommended Offer by Optimal Group
January 2007
Ashley House
£40m
Financial Adviser & Broker
£40m Admission to AIM with £5m Placing
January 2007
Abbey Protection
£55m
Broker
£55m Admission to AIM and £5m Placing
January 2007
Primary Health Properties
Financial Adviser
REIT Conversion
January 2007
Primary Health Properties
Financial Adviser & Broker
Placing and Open Offer on AIM
January 2007
Plus Markets Group
Nomad & Broker
Placing on AIM
January 2007
2006
Clean Energy Brazil
£100m
Financial Adviser & Broker
£100m Admission to AIM and £100m Placing
December 2006
Renewable Energy Generation
Co-manager, Nomad & Broker
Placing on AIM
December 2006
Talarius Plc
£9m
Nomad & Broker
£9m Placing on AIM
October 2006
Rok
Broker
Vendor Placing
October 2006
DX Group
£349m
Rule 3 Adviser
£349m Recommended Offer by Candover Partners Ltd
August 2006
Mecom
£627m
Nomad, Joint Lead-Manager & Joint Broker
£627m Acquisition of Orkla Media
July 2006
Homeland Renewable Energy
Adviser & Broker
Private Placing
July 2006
HandT
£54.2m
Broker
£54.2m Admission to AIM with a £48.9m Placing
May 2006
Trinity Capital
£252.5m
Nomad & Broker
£252.5m Admission to AIM with a £250m Placing
April 2006
Paternoster
£512.5m
Lead Adviser & Broker
£512.5m Private Placing
April 2006
Mecom
£150m
Nomad & Broker
£150m Conditional Placing
March 2006
Charlemagne
£298
Joint Lead Manager
£298 Admission to AIM with £120 Placing
March 2006
Wyndeham Press
£80.6m
Rule 3 Adviser
£80.6m Acquisition by Daybreak Acquisitions Limited
March 2006
Lookers
£492m
Broker
£492m Recommended offer For Reg Vardy Plc
January 2006
2005
The Ottoman Fund
£150m
Nomad & Broker
£150m Admission to AIM with £150m Placing
December 2005
Kiln
£76m
Nomad, Broker & Sponsor
£76m Rights Issue
November 2005
Abcam
£57.5m
Nomad & Broker
£57.5m Admission to AIM with £15m Placing
November 2005
Omega Insurance Holdings
£90m
Nomad & Broker
£90m Placing on AIM
November 2005
Renewable Energy Generation
£25m
Nomad & Broker
£25m Admission to AIM
November 2005
IG Group
£393m
Co-Lead Manager & Underwriter
£393m Admission to LSE with £219m Placing
October 2005
Rensburg Sheppards
£188m
Sponsor & Broker
£188m Reverse Takeover and Whitewash
October 2005
Bateman
£72m
Nomad & Broker
£72m Admission to AIM with £14m Placing
October 2005
Urbium
£113m
Rule 3 Adviser
£113m acquisition by Electra Partners
October 2005
International Ferro Metals
£143m
Broker & Joint Financial Adviser
£143m Admission to AIM with £80m Placing
September 2005
The Real Good Food Co
£68m
Financial Adviser
£68m Recommended Offer for Napier Brown Foods plc
August 2005
Dawnay Day
£140m
Nomad & Broker
£140m Admission to AIM with £140m Placing
July 2005
Urbium
Rule 3 Adviser
Successful defence of unsolicited approach by Regent Inns
July 2005
Anglo Asian Mining
£76m
Nomad, Broker and Financial Adviser
£76m Admission to Aim with £20m Placing
July 2005
Gyrus Group
$497m
Joint Financial Adviser & Broker
$497m Acquisition & Vendor Placing
June 2005
Empire Online
£512m
Nomad & Broker
£512m Admission to AIM with £123 Placing
June 2005
Accident Exchange
£7m
Nomad & Broker
£7m Vendor Placing and £8m Placing
June 2005
Advent
£77m
Nomad & Broker
£77m Admission to AIM with £40m Placing
June 2005
Ransom
£23m
Nomad & Broker
£23m Reverse Takeover and Vendor Placing
June 2005
Urbium
Rule 3 Adviser ongoing
Unsolicited approach by Regent Inns
June 2005
Perseverance Corporation Limited
Financial Adviser
Tender Offer
June 2005
Merchant Retail
£221m
Rule 3 Adviser & Broker
£221m Recommended Offer by AS Watson
May 2005
Fidessa
£120m
Nomad & Broker
£120m Admission to AIM with £24m Placing
May 2005
Chesnara
£48m
Nomad & Broker
£48m Acquisition of Irish Life UK and £22m Placing
May 2005
UTV
£98m
Adviser
£98m Recommended Offer for the Wireless Group
May 2005
Numerica
£18m
Rule 3 Adviser & Broker
£18m Recommended Offer by Vantis plc
May 2005
Trading Emissions Plc
£135m
Nomad & Broker
£135m Admission to AIM with £135m Placing
May 2005
Talarius Plc
£39m
Nomad & Broker
£39m Reverse Takeover with £30m Placing
May 2005
Huntsworth
£210m
Joint Adviser & Broker
£210m Merger with Incepta
April 2005
Country and Metropolitan
£75m
Broker
£75m Recommended Offer by Gladedale Holdings Plc
April 2005
Mecom
£48m
Adviser & Broker
£48m Admission to AIM with £45m Placing
March 2005
IBS OPENSystems
£56m
Nomad & Broker
£56m Admission to AIM with £56m Placing
March 2005
Maiden
£10m
Sponsor & Broker
£10m Rights Issue
March 2005
Omega Insurance Holdings
£45m
Nomad & Broker
£45m Admission to AIM with £25m Placing
March 2005
Azure
£5m
Nomad & Broker
£5m Placing
February 2005
ZincOx Resources Plc
£5m
Nomad & Broker
£5m Placing
February 2005
2004
Purewafer
£7m
Adviser & Broker
£7m Placing and Admission to AIM
December 2004
Beazley
£110m
Sponsor and Broker
£110m Rights issue
November 2004
CeresPower
£21.6m
Adviser and Broker
£21.6m Placing and Admission to AIM
November 2004
Augean
£100m
Adviser & Broker
£100m Double Acquisition and Re-Admission to AIM
November 2004
Principle Capital Holdings
£12.5m
Nomad & Broker
£12.5m Placing and Admission to AIM
November 2004
Ofex
£3.15m
Nomad & Broker
£3.15m Placing (now PLUS Markets Group Plc)
November 2004
African Copper
£15m
Joint Manager & Underwriter, NOMAD & Broker
£15m Placing and Admission to AIM
November 2004
Frontier Mining
£3.5m
Underwritten by Numis Securities
£3.5m Placing and AIM Admission
September 2004
Invox
£15m
Underwritten by Numis Securities
£15m placing in connection with the £25m of Brightview Group
August 2004
Jubilee Platinum
£3.1m
Underwritten by Numis Securities
£3.1m Placing
July 2004
Hot Group
£10m
Broker
£10m Placing and Open Offer
April 2004
Maiden
£3.73m
Underwritten by Numis Securities
£3.73m Placing
April 2004
Countrywide Assured
Broker
Demerger and IPO of CHESNARA
April 2004
Brit
£170m
Financial Adviser and Broker
£170m Capital Reorganisation
April 2004
Brown and Jackson
£25m
Sponsor & Broker
£25m Rights Issue
April 2004
Moneybox
£47.5m
Nomad & Broker
£47.5m Placing, De-merger and AIM Admission
March 2004
Huntsworth
£22m
Sponsor & Broker
£22m Placing, Opening Offer and 2 Acquisitions
March 2004
Consolidated Materials
£10.25m
Broker
£10.25m Placing
March 2004
Centaur Media
£134m
NOMAD & Broker
£134m Accelerated IPO
March 2004
Albidon
£6m
*No role*
£6mPlacing and AIM/AFX Admission
March 2004
Watermark
£2.5m
Broker
£2.5m Acquisition, Placing and Open Offer
January 2004
2003
The Sanctuary Group
£21.5m
Adviser & Broker
£21.5m Issue of Convertible Securities
November 2003
Alliance
£11.5m
Nomad and Broker
£11.5m Placing and Reverse Takeover
November 2003
Highland Gold
£70m
Joint Broker
£70m Placing
October 2003
Invox
£14m
Nomad & Broker
£14m Placing
October 2003
Interlink
£7m
Financial Adviser & Joint Broker
£7m Placing and Open Offer Acquisition of Soreen
October 2003
Healthcare Enterprise
£10.5m
Sponsor & Broker
£10.5m Placing. open Offer and 2 Acquisitions
October 2003
EPIC
£30m
Nomad and Broker
£30m Placing and Admission to AIM
September 2003
Monsoon
£50m
Financial Adviser & Broker
£50m Offer of Put Options over ordinary shares
July 2003
Hot Group
£10m
Re-Admission to AIM
£10m Placing and Open Offer
July 2003
Jazz
£40m
Rule 3 Adviser
£40m Cash Offer for Jazz FM
June 2003
Brit
£160m
Sponsor & Broker
£160m Acquisition of PRI Group PLC
May 2003
Laura Ashley
£9m
Financial Adviser & Broker
£9m Rights Issue
April 2003
Chaucer
£43m
Sponsor & Broker
£43m Placing and Opening Offer
April 2003
2002
Richmond
£15m
TBC
£15m Placing for large shareholders
December 2002
Beazley
£167m
Joint Financial Adviser, Sponsor & Broker
£167m Placing and Admission to the Official List
November 2002
Dominos Pizza
£9m
Sole Broker
£9m Placing for Directors and large shareholders
October 2002
THB Group
£6m
Nomad & Broker
£6m Placing and Admission to AIM
October 2002
Brit
£204m
Sponsor & Joint Broker
£204m Placing and Open Offer
September 2002
Chaucer
£39m
Sponsor & Broker
£39m Placing and Open Offer
July 2002
Hardy
£25m
Sponsor and Broker
£25m Placing and Open Offer
April 2002
Maiden
£8m
Broker
£8m Placing
April 2002
HIghway Insurance
£25m
Underwriter and Broker
£25m Placing and Open Offer
March 2002
Chaucer
£20m
Sponsor & Broker
£20m Placing and Open Offer
March 2002
2001
Brit
£160m
Sponsor & Joint Broker
£160m placing and open offer 17th Nov
November 2001

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Numis Securities Ltd is authorised and regulated by the Financial Conduct Authority (Firm Reference Number 144822).

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